Assignments Executed

Statutory Audits of Banks

Year

(No. of Banks)

Nationalised

(Statutory Branch Audit)

Private and Foreign and new generation Banks

(Statutory Branch Audit)

Co-Op. Banks
(Central Statutory)

Total

2017-18

03

01

07

11

2016-17

01

02

07

10

2015-16

 

03

06

09

2014-15

 

03

07

10

2013-14

   

05

05

2012-13

01

 

06

07

2011-12

01

02

05

08

2010-11

01

02

04

07

Internal/ Statutory Audit of PSUs

Statutory Audit

S.NO

NAME OF THE PSUs

YEAR

1.     

Provident Investment Company Ltd

2017to 2019

2.     

Digital India Corporation

2017-18

3.     

United India Insurance Co.Ltd.
Mumbai and Vapi D.O.
Mumbai D.O.
Hubli D.O.
BARODA- D.O.-I
BARODA D.O.-III

2016 to 2019

2012 to 2016

2004 to 2006

1999-2000

1999-2000

4.     

GIC Re Indian Motor Third Party Insurance Pool (IMTPIP)

2011-12

5.     

M S E P T C LTD

2011-12

6.     

M S S I D C LTD

2009-11

7.     

Maharashtra Patbandhare Vittiya Co. Ltd.

2008- 09

8.     

LIC of India

D.O. - Shimoga

D.O. - HUBLI

2007 to 2009

1998 to 2001

9.     

Hubli Electricity Supply Co. Ltd.

2007 to 2010

10.  

National Co-Operative Agricultural & Rural Development Banks Federation Ltd.

2003 to 2009

11.  

NFDC Ltd

2002 to 2006

12.  

Food Corporation of India

2002 to 2005

13.  

The Maharashtra Power Development Corporation Ltd

2006-07

14.  

Deposit Guarantee Corporation Ltd

2003-04

15.  

Gujarat Communications & Electronics Ltd.

1999 to 2002

16.  

KPTC Ltd

2000 to 2002

17.  

National Insurance Company Ltd. -- D.O.-SURAT

2000 to 2002

18.  

The New India Assurance Co. Ltd.--

D.O.-SURAT

D.O.-BARODA

D.O.-UDHAN

2001-02

1999-00

1999-00

19.  

Oriental Insurance Company Ltd.- D.O-MUMBAI

1995-1998

Internal Audits

S.NO

NAME OF THE PSUs

YEAR

1.    

Canfin Home Ltd- Koramangala Branch

2018-19

2.    

KIFS Housing Finance Limited

2017-18

3.    

Indian Port Rail Corporation Limited

2016 to 2019

4.    

Concur Air Limited

2016-17

5.    

The Konkan Railway Corporation Ltd

2015 to 2018

2009 to 2012

6.    

The State Trading Corporation of India Ltd

2009-10

7.    

Airport Authority of India

2011-12

8.    

Container Corporation of India Ltd

2012 to 2015

2006 to 2009

9.    

Bharat Sanchar Nigam Ld.,

2007 to 2010

10.    

Indian Rare Earths Ltd.

2008 to 2010

11.    

MTNL

2007 to 2010

12.    

Mysore Sales International Ltd

2016 to 2019

13.    

Ircon International Ltd.-- Mumbai Western Region

2005 to 2008

14.    

SHCIL

2003-04

15.    

H.M.T. Ltd.,

2001-03

16.    

N.B.F.C. Audits-- Salasar Securities Pvt. Ltd., Whirlpool Apple Consumer Credit Pvt.Ltd.

Soniya Holdings (P) Ltd.

1997-98

 

Physical Verification & Reconciliation of Assets & Stores.

17.    

National Aviation Co. India Ltd. (Air India)

2008-2010

Tax Audit/ Statutory Audit of Proprietory/ Partnership Firms, Pvt.Ltd. Companies (50+)

GST Consultancy

Name of the Bank/s

Year

BOB Financial Solutions Ltd

2017-18 Onwards

Bassein Catholic Co-Op. Bank Ltd

2017-18 Onwards

DMK Jaoli Sahakari Bank Ltd

2017-18 onwards

Kokan Mercantile Co-Op. Bank Ltd

2017-18 onwards

Model Co-Op. Bank Ltd

2017-18 onwards

The Mogaveera Co-Op. Bank Ltd

2017-18 onwards

Concurrent Audit

Year

(No. of Bank Branches)

Nationalised

Private,

New Generation and Foreign Banks

Co-Op. Banks

Total

2018-19

08

16

10

34

2017-18

07

07

12

26

2016-17

08

08

10

26

2015-16

12

10

10

32

2014-15

10

15

06

31

2013-14

11

17

17

45

2012-13

15

15

15

45

2011-12

13

08

21

45

2010-11

09

07

29

45

Concurrent Audit of Integrated Treasury and Dealing Room/ Forex

Year

(No. of Bank Branches)

Nationalised (including RBI)

Private,

New Generation and Foreign Banks

Co-Op. Banks

Total

2018-19

06

05

02

13

2017-18

05

08

03

16

2016-17

05

05

05

15

2015-16

02

08

02

12

2014-15

05

10

05

23

2013-14

04

08

03

17

2012-13

08

12

04

24

2011-12

04

10

05

19

2010-11

05

08

03

16

Concurrent/ Internal Audit of
Investment Department of Insurance Companies

S.No

Name of the Organisation

Year

1.    

ICICI Lombard General Insurance Co.Ltd. - Prabhadevi

2013 to 2016

2.    

SBI General Insurance Company Ltd - Andheri (E)

2016 to 2019

3.    

New India Assurance Company Ltd - Mumbai

2017-18

Internal Audits of Banks

(No. of Banks)

Year

Nationalised

Co-Op. Banks

Total

2018-19

--

03

03

2017-18

03

01

04

2016-17

02

02

04

2015-16

03

01

04

2014-15

02

02

04

2013-14

01

02

03

2012-13

01

 

01

2011-12

01

 

01

2010-11

01

02

03

Stock/ Receivables Audits

Year

(No. of Borrowal accounts of Banks)

Nationalised

Private

New Generation and

Foreign Banks

Co-Op. Banks

Total

2018-19

35

10

11

35

91

2017-18

33

10

15

25

83

2016-17

63

25

20

15

123

2015-16

73

20

30

20

143

2014-15

95

55

21

30

201

2013-14

101

23

2

67

193

2012-13

102

10

08

28

148

2011-12

63

14

05

05

87

2010-11

65

08

11

03

87

Credit Audit/ Post Disbursement Documentation Audits

Year

(No. of Borrowal accounts of Banks)

Nationalised

Private

New Generation and

Foreign Banks

Total

2018-19

04

02

0

20

2017-18

15

10

08

33

2016-17

12

12

04

28

2015-16

16

10

07

32

2014-15

09

05

06

20

2013-14

08

04

02

14

2012-13

07

05

08

20

2011-12

10

02

03

15

2010-11

05

09

 

14

Forensic Audit/ Investigative Audits

Year

(No. of Accounts)

Nationalised

Private

New Generation and

Foreign Banks

Co-Op. Banks

Total

2018-19

02

   

02

2017-18

 

01

03

04

2016-17

05

02

 

07

2015-16

01

01

 

01

2014-15

03

   

03

2013-14

01

   

01

2012-13

03

   

03

2011-12

01

   

01

2010-11

00

0

0

0

Expert team members/ Associates for Credit Check, Due Diligence aka Domain Checks.

Due Diligence, Mergers and Acquisition

Year

Banks

Nationalised

Private, New Generation and Foreign Banks

Co-Op. Banks

Total

2014-15

00

10

01

11

2012-13

00

07

02

09

2011-12

01

05

02

08

2010-11

00

00

03

03

Concurrent Audit of CDR Accounts

Year

Nationalised

Private, New Generation and Foreign Banks

Total

2018-19

01

-

01

2017-18

01

-

01

2016-17

01

00

01

2015-16

03

01

04

2014-15

01

01

02

2013-14

01

02

03

2012-13

00

01

01

Special Audit of Advance Remittance for Imports Below Usd 100000

Sr.No.

Name of the Bank

Branch

Year

1

Credit Agricole - Corporate and Investment Bank

Pan India basis

2015-16

Audit of SWIFT Messages

Sr.No.

Name of the Bank

Branch

Year

1.

Corporation Bank

Treasury Branch-Mumbai

2018-19

Management Audit

SR.

NO.

NAME OF THE BANK

NAME OF THE ZONE

YEAR

1.

Dena Bank

Mumbai City ZO

2015-16

Systems/ IS (Computer) Audits

Year

Bank Branches

Nationalised

Private, New Generation and Foreign Banks

Co-Op. Banks

Total

2017-18

04

03

05

12

2016-17

03

02

04

09

2015-16

05

04

07

16

2014-15

06

05

03

14

2014-13

04

06

04

14

2013-12

04

10

03

17

2012-11

03

09

05

17

2011-10

10

08

04

22

Compliance Audit of Service Level Agreement

Name of the Bank/s

Name of the Borrowers

Karnataka Bank Ltd

FIS Payment Solutions & Services India Pvt.Ltd.

Enstage Software Pvt.Ltd.

Basix Sub-KI Transactions Ltd

Corporation Bank

AGS Transact Pvt.Ltd.

Atos Worldwide India Pvt.Ltd.

Electronic Payment and Services (P) Ltd

FIS Payment solution and Services India Pvt.Ltd.

Financial Software & Systems Pvt.Ltd.

Loyalty Rewardz Management Pvt.Ltd.

Oriental Bank of Commerce

Financial Software & System (FSS), Mumbai


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