Assignments Executed
Statutory Audits of Banks
| Year |
(No. of Banks) |
|||
| Nationalised (Statutory Branch Audit) |
Private and Foreign and new generation Banks (Statutory Branch Audit) |
Co-Op.
Banks |
Total |
|
| 2017-18 |
03 |
01 |
07 |
11 |
| 2016-17 |
01 |
02 |
07 |
10 |
| 2015-16 |
03 |
06 |
09 |
|
| 2014-15 |
03 |
07 |
10 |
|
| 2013-14 |
05 |
05 |
||
| 2012-13 |
01 |
06 |
07 |
|
| 2011-12 |
01 |
02 |
05 |
08 |
| 2010-11 |
01 |
02 |
04 |
07 |
Internal/ Statutory Audit of PSUs
Statutory Audit
Internal Audits
Tax Audit/ Statutory Audit of Proprietory/ Partnership Firms, Pvt.Ltd. Companies (50+)
GST Consultancy
Concurrent Audit
| Year |
(No. of Bank Branches) |
|||
| Nationalised |
Private, New Generation and Foreign Banks |
Co-Op. Banks |
Total |
|
| 2018-19 |
08 |
16 |
10 |
34 |
| 2017-18 |
07 |
07 |
12 |
26 |
| 2016-17 |
08 |
08 |
10 |
26 |
| 2015-16 |
12 |
10 |
10 |
32 |
| 2014-15 |
10 |
15 |
06 |
31 |
| 2013-14 |
11 |
17 |
17 |
45 |
| 2012-13 |
15 |
15 |
15 |
45 |
| 2011-12 |
13 |
08 |
21 |
45 |
| 2010-11 |
09 |
07 |
29 |
45 |
Concurrent Audit of Integrated Treasury and Dealing Room/ Forex
| Year |
(No. of Bank Branches) |
|||
| Nationalised (including RBI) |
Private, New Generation and Foreign Banks |
Co-Op. Banks |
Total |
|
| 2018-19 |
06 |
05 |
02 |
13 |
| 2017-18 |
05 |
08 |
03 |
16 |
| 2016-17 |
05 |
05 |
05 |
15 |
| 2015-16 |
02 |
08 |
02 |
12 |
| 2014-15 |
05 |
10 |
05 |
23 |
| 2013-14 |
04 |
08 |
03 |
17 |
| 2012-13 |
08 |
12 |
04 |
24 |
| 2011-12 |
04 |
10 |
05 |
19 |
| 2010-11 |
05 |
08 |
03 |
16 |
Concurrent/ Internal Audit of
Investment Department of Insurance Companies
| S.No |
Name of the Organisation |
Year |
| 1. |
ICICI Lombard General Insurance Co.Ltd. - Prabhadevi |
2013 to 2016 |
| 2. |
SBI General Insurance Company Ltd - Andheri (E) |
2016 to 2019 |
| 3. |
New India Assurance Company Ltd - Mumbai |
2017-18 |
Internal Audits of Banks
(No. of Banks)
| Year |
Nationalised |
Co-Op. Banks |
Total |
| 2018-19 |
-- |
03 |
03 |
| 2017-18 |
03 |
01 |
04 |
| 2016-17 |
02 |
02 |
04 |
| 2015-16 |
03 |
01 |
04 |
| 2014-15 |
02 |
02 |
04 |
| 2013-14 |
01 |
02 |
03 |
| 2012-13 |
01 |
01 |
|
| 2011-12 |
01 |
01 |
|
| 2010-11 |
01 |
02 |
03 |
Stock/ Receivables Audits
| Year |
(No. of Borrowal accounts of Banks) |
||||
| Nationalised |
Private |
New Generation and Foreign Banks |
Co-Op. Banks |
Total |
|
| 2018-19 |
35 |
10 |
11 |
35 |
91 |
| 2017-18 |
33 |
10 |
15 |
25 |
83 |
| 2016-17 |
63 |
25 |
20 |
15 |
123 |
| 2015-16 |
73 |
20 |
30 |
20 |
143 |
| 2014-15 |
95 |
55 |
21 |
30 |
201 |
| 2013-14 |
101 |
23 |
2 |
67 |
193 |
| 2012-13 |
102 |
10 |
08 |
28 |
148 |
| 2011-12 |
63 |
14 |
05 |
05 |
87 |
| 2010-11 |
65 |
08 |
11 |
03 |
87 |
Credit Audit/ Post Disbursement Documentation Audits
| Year |
(No. of Borrowal accounts of Banks) |
|||
| Nationalised |
Private |
New Generation and Foreign Banks |
Total |
|
| 2018-19 |
04 |
02 |
0 |
20 |
| 2017-18 |
15 |
10 |
08 |
33 |
| 2016-17 |
12 |
12 |
04 |
28 |
| 2015-16 |
16 |
10 |
07 |
32 |
| 2014-15 |
09 |
05 |
06 |
20 |
| 2013-14 |
08 |
04 |
02 |
14 |
| 2012-13 |
07 |
05 |
08 |
20 |
| 2011-12 |
10 |
02 |
03 |
15 |
| 2010-11 |
05 |
09 |
14 |
|
Forensic Audit/ Investigative Audits
| Year |
(No. of Accounts) |
|||
| Nationalised |
Private New Generation and Foreign Banks |
Co-Op. Banks |
Total |
|
| 2018-19 |
02 |
02 |
||
| 2017-18 |
01 |
03 |
04 |
|
| 2016-17 |
05 |
02 |
07 |
|
| 2015-16 |
01 |
01 |
01 |
|
| 2014-15 |
03 |
03 |
||
| 2013-14 |
01 |
01 |
||
| 2012-13 |
03 |
03 |
||
| 2011-12 |
01 |
01 |
||
| 2010-11 |
00 |
0 |
0 |
0 |
Expert team members/ Associates for Credit Check, Due Diligence aka Domain Checks.
Due Diligence, Mergers and Acquisition
| Year |
Banks |
|||
| Nationalised |
Private, New Generation and Foreign Banks |
Co-Op. Banks |
Total |
|
| 2014-15 |
00 |
10 |
01 |
11 |
| 2012-13 |
00 |
07 |
02 |
09 |
| 2011-12 |
01 |
05 |
02 |
08 |
| 2010-11 |
00 |
00 |
03 |
03 |
Concurrent Audit of CDR Accounts
| Year |
Nationalised |
Private, New Generation and Foreign Banks |
Total |
| 2018-19 |
01 |
- |
01 |
| 2017-18 |
01 |
- |
01 |
| 2016-17 |
01 |
00 |
01 |
| 2015-16 |
03 |
01 |
04 |
| 2014-15 |
01 |
01 |
02 |
| 2013-14 |
01 |
02 |
03 |
| 2012-13 |
00 |
01 |
01 |
Special Audit of Advance Remittance for Imports Below Usd 100000
| Sr.No. |
Name of the Bank |
Branch |
Year |
| 1 |
Credit Agricole - Corporate and Investment Bank |
Pan India basis |
2015-16 |
Audit of SWIFT Messages
| Sr.No. |
Name of the Bank |
Branch |
Year |
| 1. |
Corporation Bank |
Treasury Branch-Mumbai |
2018-19 |
Management Audit
|
SR. NO. |
NAME OF THE BANK |
NAME OF THE ZONE |
YEAR |
| 1. |
Dena Bank |
Mumbai City ZO |
2015-16 |
Systems/ IS (Computer) Audits
| Year |
Bank Branches |
|||
| Nationalised |
Private, New Generation and Foreign Banks |
Co-Op. Banks |
Total |
|
| 2017-18 |
04 |
03 |
05 |
12 |
| 2016-17 |
03 |
02 |
04 |
09 |
| 2015-16 |
05 |
04 |
07 |
16 |
| 2014-15 |
06 |
05 |
03 |
14 |
| 2014-13 |
04 |
06 |
04 |
14 |
| 2013-12 |
04 |
10 |
03 |
17 |
| 2012-11 |
03 |
09 |
05 |
17 |
| 2011-10 |
10 |
08 |
04 |
22 |
Compliance Audit of Service Level Agreement
| Name of the Bank/s |
Name of the Borrowers |
| Karnataka Bank Ltd |
FIS Payment Solutions & Services India Pvt.Ltd. |
| Enstage Software Pvt.Ltd. |
|
| Basix Sub-KI Transactions Ltd |
|
| Corporation Bank |
AGS Transact Pvt.Ltd. |
| Atos Worldwide India Pvt.Ltd. |
|
| Electronic Payment and Services (P) Ltd |
|
| FIS Payment solution and Services India Pvt.Ltd. |
|
| Financial Software & Systems Pvt.Ltd. |
|
| Loyalty Rewardz Management Pvt.Ltd. |
|
| Oriental Bank of Commerce |
Financial Software & System (FSS), Mumbai |